FRANK W. HUNGER 
Assistant Attorney General

JOSE de JESUS RIVERA 
United States Attorney

SCOTT BALES 
Assistant United States Attorney 
4000 U.S. Courthouse 
230 North First Avenue Phoenix, AZ 85025 
AZ State Bar #  010147 
ph: (502) 514-7500

D. JAMES GREINER 
United States Department of Justice 
Civil Division, Federal Programs Branch                      
P.O. Box 883 Washington, D.C. 20044         SEPT 30 1998                
ph: (202) 616-0673                    CLERK U S DISTRICT COURT
fx: (202) 616-8202                       DISTRICT OF ARIZONA

Attorneys for the United States
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF ARIZONA
UNITED STATES OF AMERICA
                 Plaintiff,                                                   
                                            No. CR-98-502-PCT-RG
          v.                                       
                                   Plaintiff's Response to
MICHAEL D. LINICK, aka             Defendant Linick's Motion 
Strider, and HENRY G.              To Dismiss
BAILEY, III,
                 Defendants.


TABLE OF CONTENTS

PAGES


PRELIMINARY STATEMENT ……………..………………………………………. 1

REGULATORY FRAMEWORK: THE NONCOMMERCIAL
GROUP USE REGULATION ………………..………………………………………. 2

BACKGROUND ....…………..………………………………………………………. 7

THE PRESENT ACTION ……..…………..…………… ………………………….. 11

ARGUMENT ……………………….……..…………… ………………………….. 11

I. THE NONCOMMERCIAL GROUP USE REGULATION IS A
CONSTITUTIONAL TIME, PLACE, AND MANNER
RESTRICTION . . . . . . .……………………………………………. . . . . . . . . 12

A. The noncommercial group use regulation is content neutral . . . . . . . . . . 13

B. The noncommercial group use regulation is narrowly tailored to serve significant government interests . . . . . ………………......……………. .... 14

C. The noncommercial group use regulation leaves open ample alternative channels for expression ………………………………………………….. 17

II. THE NONCOMMERCIAL USE REGULATION DOES NOT UNCONSTITUTIONALLY DELEGATE UNBRIDLED DISCRETION TO FOREST SERVICE OFFICIALS . . . ................................................................................ 18

A. Defendant's arguments that the noncommercial group use regulation delegates unbridled discretion to the permitting official lack merit .....….. 18

B. Defendant's remaining arguments lack merit … ….……………..…….. 22

CONCLUSION …………………………….………… ………………………….. 25

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TABLE OF AUTHORITIES

CASES ............................................................................................................. PAGES

Black v. Arthur,
No. 97-1798-HA, -- WL --, -- F. Supp.
(D. Ore. Aug. 25, 1998) . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . passim

Bowman Transportation. Inc. v.
Arkansas-Best Freight System. Inc
.,
419 U.S. 281 (1974) . . . . . . . . . . . . . . . . . . . . . . ...... . . . . . . . . . . . . . . . . . . . . . . . . . . 23

CFNFC v. Walsh,
774 F.2d 1515 (11th Cir. 1985),
cert. denied, 475 U.S. 1120 (1986) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24

Clark v. Community for Creative Non-Violence,
468 U.S. 288 (1984) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. .12, 14, 15, 16

Cox v. New Hampshire,
312 U.S. 569 (1941) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . 24

Cronin v. USDA,
919 F.2d 439 (7th Cir. 1990) . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . 23

Darby v. Cisneros,
509 U.S. 137 (1993) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ....... . . ... . . . . . . . . . . . . . 22

Gaudiva Vaishnava Society v. City and
County of San Francisco
,
952 F.2d 1059 (9th Cir. 1991),
cert. denied, 504 U.S. 914 (1992) . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17

Grossman v. City of Portland,
33 F.3d 1200 (9th Cir. 1994) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13

Heffron v. International Society for Krishna
Consciousness. Inc.
,
452 U.S. 640 (1981) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ......... . . . . . . . . . . . . . . . . . . 13, 14

Moser v. FCC,
46 F.3d 970 (9th Cir. 1995), cert. denied, 515 U.S. 1161 (1995) . . . . . . . . . . . . . . . . . . 15, 17

NAACP Western Region v. City of Richmond,
743 F.2d 1346 (9th Cir. 1984) . . . . . . . . . . . . . . . . . . . . . . . ................ . . . . . . . . . . . . . . . . 16

One World One Family Now v. City and County of Honolulu,
76 F.3d 1009 (9th Cir.), cert. denied,
117 S. Ct. 554 (1996) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12, 14, 16

-ii-



Outdoor Systems, Inc. v. City of Mesa,
997 F.2d 604 (9th Cir. 1993) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13

Santa Fe Springs Realty v. City of Westminster,
906 F. Supp. 1341 ((C.D.. Cal. 1995) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21

Shuttlesworth v. City of Birmingham,
394 U.S. 147 (1969) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23

State of Texas v. United States,
755 F.2d 419 (5th Cir.), cert. denied,
474 U.S. 843 (1985) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23

United States v. Herrera,
548 F.2d 1137 ((2nd Cir. 1978) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19

United States v. Johnson,
988 F. Supp. 920 ((W.D.N.C. 1997),
appeal pending No. 97-5023 (4th Cir.) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 1, 10,13, 15

United States v. Rainbow Family,
695 F. Supp. 294 (E.D. Tex. 1988) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9, 10, 15

United States v. Israel,
No. CR-86-027-TUC-RMB (D. Ariz. May 10, 1986)) . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 9

Ward v. Rock Against Racism,
491 U.S. 781 (1989) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12, 16

STATUTES AND REGULATIONS:

16 U.S.C. § 551 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .2, 11

18 U.S.C. §§ 3559(a), 2571(b)(6) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

36 C.F.R. § 101 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
36 C.F.R. § 251.50(a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2, 21
36 C.F.R. § 251.50(c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
36 C.F.R. § 251.50(c)(3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
36 C.F.R. § 251.51 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
36 C.F.R. § 251.51(a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
36 C.F.R. § 251.54(b)(1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
36 C.F.R. § 251.54(e)(1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
36 C.F.R. § 251.54(e)(2)(i)(A-E) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
36 C.F.R. § 251.54(f)(2-3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
36 C.F.R. § 251.54(f)(5) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4, 5, 16, 17
36 C.F.R. § 251.54(h)(1)(i-viii) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6, 7, 17, 24
36 C.F.R. § 251.54(h)(1)(v)(A-E) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
36 C.F.R. § 251.54(h)(1)(vi)(A-D) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
36 C.F.R. § 251.54(h)(2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, 17, 18, 23
36 C.F.R. § 251.54(i) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
36 C.F.R. § 251.56(a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7, 20
36 C.F.R. § 251.56(a)(2)(i) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
36 C.F.R. § 251.56(b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
36 C.F.R. § 251.50(a)(1)(i-ii) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7, 17
36 C.F.R. § 251.91 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
36 C.F.R. § 251.101 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
36 C.F.R. § 261.1b . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
36 C.F.R. § 251.10(k) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, 2

7 U.S.C. § 6912(e) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22

5 U.S.C. § 701-06 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

60 Fed. Reg. 45,258 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
60 Fed. Reg. 45,258-93 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
60 Fed. Reg. 45,262 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, 8 60 Fed. Reg. 45,263-64 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8, 15
60 Fed. Reg. 45,266 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
60 Fed. Reg. 45, ,281 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9, 15

- iv -


PRELIMINARY STATEMENT

Michael D. Linick, a Rainbow Family member charged with use of National Forest System land without a permit in violation of 35 C.F.R. § 251.10(k), has moved to dismiss the Information, challenging the constitutionality of a Forest Service regulation requiring noncommercial groups of 75 or more to obtain a permit before gathering in the national forests. The Rainbow Family is a group of persons that gathers in numbers often exceeding 20,000 at least once per year on National Forest System lands to pray for peace, discuss environmental and other political issues, and exchange and demonstrate their ideas and views. USDA, Final Rule, Land Uses & Prohibitions, 50 Fed. Reg. 45,258, 45,252 (Aug. 30, 1995) [hereinafter Final Rule]. To protect the National Forest System lands from the potential abuse that any unregulated gathering of large size can cause, the Forest Service has implemented a narrowly tailored permit system applicable to groups greater than 74.

At least two different district courts, in litigation between the Forest Service and Rainbow Family members, have rejected constitutional challenges to the noncommercial group use regulation at issue in this case, characterizing the regulation as a constitutional restriction upon the time, place, and manner of expressive activity. Black v. Arthur, No. 97-1798-HA, -- WL -, -- F. Supp. -- (D. Ore. Aug. 25, 1998); 1/ United States v.
________________________

1/ The, clerk of the Black court has indicated that the opinion will be published. Because it was issued so recently, however, no Westlaw or Federal Supplement cite is available. For the Court's

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Johnson, 988 F. Supp. 920 (W.D.N.C. 1997), appeal pending No. 975023 (4th Cir.). In particular, the Black court repudiated Defendant Linick's primary argument in this case, namely, that the noncommercial group use regulation delegates too much discretion to Forest Service officials charged with administering the regulatory scheme. See Black, at 12 ("[T]he regulation contains sufficient limitations on the permitting official's discretion.").

This Court should follow the Black and Johnson precedents. It should hold that the noncommercial group use regulation is a constitutional time, place, and manner restriction upon expressive activity such as Rainbow Family gatherings. It should deny Defendant's Motion To Dismiss.

REGULATORY FRAMEWORK: THE NONCOMMERCIAL
GROUP USE REGULATION

Pursuant to statutory authority, 16 U.S.C. § 551, the USDA has promulgated regulations administered by the Forest Service governing any "special use" of National Forest System lands. 36 C.F.R. pt. 251 subpt. B. A special use is any use other than one involving timber, mining, or grazing. 36 C.F.R. § 251.50(a). Subject to certain exceptions explained below, any person wishing to engage in a special use must obtain a permit to do so. 36 C.F.R. §§ 251.50(a), 261.10(k). A person who engages in a
_______________________________

convenience, photocopies of the Final Rule preamble and the Black opinion are included with the second copy of this pleading filed with the Court and have been served upon Defendant Linick.

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special use without the necessary authorization is subject to a fine of up to $5000.00 or imprisonment for up to 6 months, or both. 18 U.S.C. §§ 3559(a), 2571(b)(6); 36 C.F.R. § 261.1b.

One type of special use subject to the authorization requirement is a "noncommercial group use," defined as any activity conducted on National Forest System lands involving a group of 75 or more people, either as participants or spectators, in which either (a) no entry or participation fee is charged, and (b) the primary purpose of the activity is not the sale of a good or service. 36 C.F.R. § 251.51. Accordingly, an event of 75 or more persons for purposes of self-expression or exchange of ideas, such as a Rainbow Family Gathering, is a noncommercial group use governed by 36 C.F.R. pt. 251 subpt. b. 2/

The regulation provides certain exemptions from the permitting requirement. In particular, no special use authorization is required for "noncommercial recreational activities," e.g., camping and hiking, or "noncommercial activities involving expression such as assemblies, meetings, demonstrations, and parades," unless the special use falls within the definition of a noncommercial group use. In the latter case,
______________________

2/ The line between commercial and noncommercial uses is analogous to the line between commercial and noncommercial speech in First Amendment jurisprudence. See, e.g., Outdoor Systems, Inc. v. City of Mesa, 997 F.2d 604, 613 (9th Cir. 1993). Defendant Linick agrees that, because the Rainbow Family "will never charge an entry fee for a gathering" and because the primary purpose of its gatherings is not the sale of a good or service, the Rainbow Family's occupancy of a national forest service site is a noncommercial use. Defendant's Memorandum of Points And Authorities in Support of Defendant's Motion To Dismiss [hereinafter Defendant's Memorandum], at 23 & n.9.

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no exemption applies, and the would-be user of a national forest must comply with the noncommercial group use regulation. 36 C.F.R. §§ 251.50 (c) , 251.50 (c) (3). Effectively, this means that all noncommercial uses involving 74 or fewer spectators or participants need not be authorized, regardless of whether the use is for hunting wildlife, riding horses, protesting injustice, or exchanging views on the proper way to live. All noncommercial uses involving 75 or more spectators or participants, however, must be authorized, regardless of the character or purpose of the noncommercial use.

To apply for a noncommercial group use authorization, the applicant must provide the following: the applicant's name and mailing address; if the applicant is an organization, the name of an individual authorized to receive notice of any action regarding the application; a description of the proposed activity; the location and a description of the National Forest System lands and facilities the applicant desires to use; an estimate of the number of participants and spectators; the starting and ending dates and the time of the activity; and the name of a person 21 years of age or older who will sign the special use authorization on behalf of the applicant. 36 C.F.R. §§ 251.54 (e)(1), 251.254 (e) (2) (i) (A-E). No other information is required. 36 C.F.R. § 251.54 (e) (2) (i) (E). The applicant must deliver the application to the Forest Service 72 hours-in advance of the beginning time of the proposed activity. 36 C.F.R. § 251.54 (f) (5) . Successive applications for special uses of the

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same national forest area are processed on a first come, first serve basis. 36 C.F.R. § 251.54(f)(5).

If the Forest Service issues no decision on the application within 48 hours of receiving it, it is deemed granted, and the authorization must issue forthwith. 36 C.F.R. § 251.54(f)(5). During this 48-hour period, the proper Forest Service officer must acknowledge receipt of the application in writing; evaluate the application under the criteria listed at 36 C.F.R. § 251.54(b)(1); complete the requisite environmental documentation; ,determine compliance with other applicable laws; consult with other interested parties, including other law enforcement agencies and the general public; and "take any other action necessary to fully evaluate and make a decision to approve or deny the application and to prescribe suitable terms and conditions." 36 C.F.R. § 251.54(f)(2-3). If the Forest Service denies the application, it must notify the applicant in writing of its reasons for doing so, and the denial is "final agency action" subject to immediate court challenge under the Administrative Procedure Act, 5 U.S.C. §§ 701-06 [hereinafter "A.P.A."]. 36 C.F.R. § 251.54(h)(2). If some alternative time, place, or manner of use would satisfy the concerns of the Forest Service that led to the denial, the Service must offer this alternative. Id.

The regulation provides that the Forest Service "shall" grant an application for a special use authorization if the requested use meets eight narrowly defined, content neutral criteria. The first three criteria concern consistency with

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otherwise applicable law and agency policy "unrelated to the content of the expressive activity," including the forest land and resource management plan of the relevant forest area promulgated pursuant to statute as well as the agency's environmental policy for sensitive areas. 36 C.F.R. § 251.54(h)(1)(i-ii). The fourth criterion is whether the requested use will delay, halt, or prevent other previously scheduled or ongoing uses. 36 C.F.R. § 251 54(h)(1)(iv). The fifth criterion addresses health concerns, a subject of particular importance in Rainbow Family Gatherings. 36 C.F.R. § '251.54(h)(1)(v); see infra, "Background" section. The fifth criterion, as do all of the others, specifies particularized standards: the Forest Service assesses whether the proposed activity violates state and local health laws and regulations applicable to the proposed site. The regulation directs the Forest Service to focus on sanitation, waste disposal, spread of disease, and water supply. 36 C.F.R. § 251 54(h)(1)(v)(A-E). The sixth criterion addresses whether the proposed activity poses a substantial danger to public safety. It prohibits any consideration of a "heckler's veto" by excluding "concerns about the possible reaction to the users' identity or beliefs from non-members of the group that is seeking authorization." 36 C.F.R. § 251.54(h)(1)(vi). Indeed, the Forest Service may look only to potential for physical injury to the applicants and others and the adequacy of emergency ingress and egress. 36 C.F.R. § 251.54(h)(1)(vi)(A-D). The seventh criterion prohibits use for military or paramilitary exercises unless these exercises are

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federally funded. 36 C.F.R. § 251.54(h)(1)(vii). Finally, the eighth criterion provides: "A person or persons 21 years of age or older [shall] have been designated to sign and do sign a special use authorization on behalf of the applicant.'; 36 C.F.R. § 251.54 (h)(1)(viii).

The Forest Service may grant a requested authorization subject to terms and conditions necessary to carry out the purpose of applicable law, minimize the environmental impact to the area to be used, and protect the safety of all lawful users. 36 C.F.R. § 251.56(a). Once issued, an authorization for a noncommercial group use may be revoked only for one of the following four reasons: (1) noncompliance with one of the eight criteria articulated above; (2) noncompliance with other applicable law or the terms and conditions of the authorization; (3) failure of the holder to exercise the privileges granted by the authorization; or (4) by consent of the holder. 35 C.F.R. § 251.60(a)(1)(i). Revocation or suspension of a previously granted authorization is final agency action subject to immediate court challenge under the APA. 36 C.F.R. § 251.60(a)(1)(ii).

BACKGROUND

This citation and Information are the latest stage in a series of court disputes arising out of Rainbow Family Gatherings in the national forests and the Forest Service's duty to protect the National Forest System against the inevitable consequences that group events involving as many as 20,000 human beings can

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cause. For over two decades, Rainbow Family members have met in large Gatherings at prespecified times in various undeveloped sites in national forests. Final Rule, at 45,262.

The Rainbow Family organizes numerous events, but the largest are the annual Gatherings on or around July 4, in which as many as 20,000 people from across the United States and internationally attend. Final Rule, 60 Fed. Reg. at 45,262. Although the Rainbow Family often shows a commendable concern for sanitation and preservation of the environment. Id. at 45,263, the sheer volume of persons in attendance has caused difficulties in these areas in the past, and other problems unique to a chosen site have arisen.

For example, in the 1987 Gathering in North Carolina, inadequate sanitation resulted in an outbreak of shigellosis, a form of bacterial dysentery transmitted by contamination from human waste. The contamination resulted from the scattering of uncovered human waste. Flies, bare human feet, and other vectors spread the shigellosis bacteria. Two physicians from the Center for Disease Control in Atlanta visited the 1987 Gathering from July 4-11 and estimated that 65% of those remaining suffered from shigellosis. By the middle of August, 25 states reported outbreaks of the disease traced to persons attending the Gathering. Similarly, in the 1991 and 1992 Gatherings in Vermont and Colorado, uncovered human waste was left scattered throughout the forest and latrines were often dug too close to rivers or other sources that Gatherers used for drinking and cooking water. Id. at 45,263-64.

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Environmental damage and litter has also resulted from the Gatherings. Eroded soil from paths leading down to sources of fresh water has threatened the quality of stream banks and, thus, the long-term quality of the water. The 1987, 1991, and 1992 Gatherings resulted in soil compaction, destruction of vegetation, and exposed tree roots. Gatherers left filled garbage bags, cigarette butts, and plastic utensils throughout the sites. Id. 3/

Until 1995, the Forest Service's attempts to address the effects of events involving large numbers of people have met with varying degrees of success. Prior to 1986, Forest Service special use authorization regulations distinguished between expressive group activity and other forms of group activity and provided different grounds for the approval of a special use authorization request based upon this distinction. United States v. Rainbow Family, 695 F. Supp. 294, 301 (E.D. Tex. 1988) [hereinafter Rainbow I]. Because of this distinction, the United States District Court for the District of Arizona invalidated this set of regulations in 1986. Id. (citing United States v. Israel, No. CR-86-027-TUC-RMB (D. Ariz. May 10, 1986)). In response, the USDA issued amended regulations two years later in
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3/ Other difficulties have arisen that were specific to the sites chosen for the Gathering. See. e.g., id. at 45,281.

The difficulties attending large group events in the national forests are by no means unique to Rainbow Family Gatherings. In 1993, for instance, a group called "We The People" sought to meet in a site that had previously been used by the Mississippi National Guard for military training purposes and that was then in use by the National Guard for military exercises. Id. at 45,281.

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the form of an interim rule published May 10, 1988. The United States District Court for the Eastern District of Texas held these amendments invalid in Rainbow 1 4/ because they had not been promulgated in compliance with the APA's notice and comment requirements. Id. at 302-06.

In response, the Forest Service undertook an exhaustive review of its interests in regulating special uses of national forests by large numbers of persons, as well as Supreme Court time, place, and manner jurisprudence. Final Rule, 60 Fed. Reg. at 45,258-93. The result was the noncommercial group use regulation promulgated to be part of the overall special use regulations, a scheme the Johnson and Black courts have since up held. 5/
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4/ In Rainbow I, the United States sued the Rainbow Family seeking an injunction against the 1988 Gathering in Texas until the Rainbow Family obtained a special use permit. The rulings summarized above were made in the context of the court's denial of the United States' request for preliminary relief. In later litigation in the same case, however, the court issued a permanent injunction requiring the Rainbow Family to comply with "discrete health and sanitation provisions appropriate for an outdoor Gathering of large numbers of persons," United States v. Rainbow Family, 695 F. Supp. 314, 330 (E.D. Tex.), after listing the deterioration and damage caused by a Gathering, 695 F. Supp. at 328. See also Johnson, 988 F. Supp. at 924-25.

5/ Initially, the United States sought to obtain a judicial declaration of the constitutionality of the noncommercial group use regulation without resort to the criminal process by suing the Rainbow Family and several of its members in federal district court in Florida. The United States could not obtain the desired ruling on the merits, however, because all of the named defendants took default judgments. See United States v. Rainbow Family, No. 96183-Civ.-J-20 (S.D. Fla.). Having little choice, the United States began citing Rainbow Family members for violation of the noncommercial group use regulation.

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THE PRESENT ACTION

This case stems from a Rainbow Family gathering in the Apache National Forest. In June of this year, Defendant Linick participated in a Rainbow Family event of 75 or more persons. Information. The Rainbow Family failed to obtain the noncommercial group use regulation required for this event; accordingly, Defendant Linick was cited for a violation of 16 U.S.C. § 551 and 36 C.F.R. §§ 261.10(k), 251.5'(a). Information.

ARGUMENT

Defendant Linick's Memorandum is broken into seven lengthy and repetitive statements, several with multiple subparts. Most are highly abstract because, as we will show, they concern aspects of the regulatory scheme never applied to Linick. The United States will first demonstrate that, as the Black and Johnson courts found, the noncommercial group use regulation is a constitutional restriction of the time, place, and manner on expressive activity. Then, the United States will rebut any of Defendant's arguments not subsumed within the time, place, and manner discussion.

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I. THE NONCOMMERCIAL GROUP USE REGULATION IS A CONSTITUTIONAL
TIME, PLACE, AND MANNER RESTRICTION.

Even in a public forum such as a street or a public park, the government may regulate the time, place, and manner of expressive and communicative activities. Ward v. Rock Against Racism, 491 U.S. 781, 791 (1989); Clark v. Community for Creative Non-Violence, 468 U.S. 288, 298 (1984). Permit requirements, such as the noncommercial group use regulation at issue in this case, are common time, place, and manner restrictions upon constitutionally protected speech. See. e.g., Shuttlesworth v. City of Birmingham, 394 U.S. 147, 150-51, 155-56 (1969). The intermediate scrutiny applicable to such regulations requires that they be upheld if they (1) "can be justified without reference to the content of the regulated speech," (2) "are narrowly tailored to serve a significant government interest," and (3) "leave open ample alternative channels for communication of the information." Ward, 491 U.S. at 791; One world One Family Now v. City and County of Honolulu, 76 F.3d 1009, 1012 (9th Cir.), cert. denied, 117 S. Ct. 554 (1996). The group use rules here easily meet this standard.

A. The noncommercial group use regulation is content neutral.

The principal inquiry in determining the content neutrality of time, place, and manner restrictions is "whether the government has adopted a regulation of speech because of disagreement with the message it conveys." Ward, 491 U.S. at 791. A regulation that "serves purposes unrelated to the content

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of expression is deemed neutral, even if it has an incidental effect on some speakers or messages but not others." Id.

"On its face, the noncommercial group use regulation is neutral and applies equally to all noncommercial groups of 75 or more individuals." Black, at 10. Hunters, campers, family picnickers, and Rainbow Family gatherers all must obtain authorization if their numbers exceed 74; they need not obtain such authorization if their numbers remain under 75. See, Grossman v. City of Portland, 33 F.3d 1200, 1206-07 & n. 13 (9th Cir. 1994) (contrasting ordinances that "discriminate[] against speech" with those that apply only to "large groups" such as "fifty or more persons"). As the Johnson court noted, "The current regulations governing permitting of non-commercial group use do not facially discriminate between expressive and other types of activities, resulting in an 'invidious classification' as was found unconstitutional in Rainbow I." 988 F. Supp. at 924. Rather, because the regulations "require all non-commercial groups in excess of 74 persons to apply for special use authorization, they are neutral as to the content of the [Rainbow] Family's expressive activity -- even if they have the incidental effect of requiring a large percentage of Family Gatherings to obtain permits because their numbers regularly exceed 74 persons." Id.; see also Heffron v. International Society for Krishna Consciousness. Inc., 452 U.S. 640, 648-49 (1981).

"The regulation's neutrality is further demonstrated by the stated purposes of the regulation, which are to protect forest

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resources, promote safety and health of forest users, and allocate space among competing uses." Black, at 10 (citing Final Rule, 60 Fed. Reg. at 45,258-93) . Each of these interests is unrelated to the expressive content of any activity that might take place pursuant to the noncommercial group use regulation.

B. The noncommercial group use regulation is narrowly
tailored to serve significant government interests.

Three of the Forest Service's interests are articulated immediately above. If the noncommercial group use regulation may be upheld with respect to any one of these three interests, it is constitutional. Heffron v. International Society for Krishna Consciousness. Inc., 452 U.S. 640, 650 n.13 (1981) . In fact, "[e]ach of these interests is substantial and is unrelated to the expressive content of any activity that might take place pursuant to the noncommercial group use regulation." Black, at 10. The Forest Service's interest in protecting the aesthetic beauty of the national forests and preserving the National Forest System's natural resources is analogous to the interest in preserving the beauty of the Waikiki boardwalk that the Ninth Circuit found significant in One World, or to the interest in maintaining the attractiveness of Washington, D.C.'s Mall area that all nine Supreme Court justices found significant in Clark. Clark, 468 U.S. at 296 (opinion of the Court), and 468 U.S. at 308 (Marshall, J., dissenting); One World, 76 F.3d at 1012-13. There can be little doubt as to the government's interest in protecting all users of the National Forest, including Rainbow Family members, from outbreaks of shigellosis or the dangers of

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unexploded ordnance. See 60 Fed. Reg. at 45,263-64, 45,281. Finally, the Forest Service has found that "[t]he competition for available sites in the national forests among animals, plants, and humans has increased as more demands and restrictions have been placed on use of the national forests. Requiring a special use authorization allows the agency to act as a kind of 'reservation desk' for proposed uses and activities, including noncommercial group uses." 60 Fed. Reg. 45,266. Requiring advance notice allows the Forest Service to assure, for instance, that groups do not meet in places already scheduled for National Guard tank maneuvers. Id. at 45,281.

Moreover, the Forest Service did interests in a vacuum. It based them on experience in dealing with the national not articulate these its decades of forests and provided specific examples of instances in which large group events had threatened these interests in the past. See supra "Background" section; see also Moser v. FCC, 46 F.3d 970 (9th Cir. 1995) (holding that courts should defer to findings of this nature), cert. denied, 515 U.S. 1161 (1995). Two courts have agreed in the context of Rainbow Family Gatherings, finding that large unregulated groups can cause deterioration of the site, Rainbow I, 695 F. Supp. at 328, and "can have potentially serious adverse effects on public health." Johnston, 988 F. Supp. at 924.

Regarding narrow tailoring, the Supreme Court has warned lower courts not to second guess the government's judgment as to how to further the public interest. Clark, 468 U.S. at 299. The

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fit of means to ends need not be perfect, and any contention that the Forest Service might have employed different, less restrictive means to protect the interests advanced by the noncommercial group use regulation is irrelevant. Ward, 491 U.S. at 800 ("[R]egulation will not be invalid simply because a court concludes that the government's interest could be adequately served by some less-speech-restrictive alternative."); One World, 76 F.3d at 1014 n.9 (upholding a ''valuable, but perhaps imperfect means of addressing the targeted problem") (internal quotation and citation omitted). A time, place, and manner "restriction is narrowly tailored if the government "could reasonably have determined that its interests would be served less effectively without [the regulation] than with it." Ward, 491 U.S. at 801; Clark, 468 U.S. at 297 (upholding a regulation because "the parks would be more exposed to harm without the . . prohibition than with it"). As the Black court found, "[b]ecause the burden imposed on expression by the regulation is not substantially greater than a burden imposed by alternative
regulations, it is irrelevant that the alternatives to this regulation might equally serve the government's interests. " Black, at 11 (emphasis in original).

The noncommercial group use regulation is narrowly tailored. Applicants need seek authorization only 72 hours before their proposed use. 36 C.F.R. § 251.54(f)(5); see NAACP Western Region v. City of Richmond, 743 F.2d 1346, 1357-58 (9th Cir. 1984) (citing with approval regulations requiring notice of similar

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duration). A strict 48-hour time limit governs the Forest Service's response, 36 C.F.R. § 251.54(f)(5), even though such a limit is not necessary to render the regulation constitutional. Outdoor Systems Inc. v. City of Mesa, 997 F.2d 604, 614 (9th Cir. 1993). The Forest Service may deny an application only on the basis of several carefully and specifically defined reasons, 36 C.F.R. § 251.54(h)(1)(i-viii), thus distinguishing this case from those in which a permitting authority is given unfettered discretion as to whether to grant a permit. Cf. Gaudiya Vaishnava Society v. City and County of San Francisco, 952 F.2d 1059, 1062-65 (9th Cir. 1991), cert. denied, 504 U.S. 914 (1992). If an alternative place or time is available, the Service must offer this alternative. 36 C.F.R. § 251.54(h)(2). Denial of an application and revocation of a previously issued permit are immediately appealable under the APA. 36 C.F.R. §§ 251.54(h)(2), 251.60(a)(1)(ii).

C. The noncommercial group use regulation leaves open
ample alternative channels for expression.

"[T]he regulation leaves ample-alternatives for expression." Black, at 11. In fact, the Ninth Circuit has upheld other ordinances imposing greater restrictions on the method and manner of expression. The One World court, for instance, upheld a flat ban on T-shirt sales on the public streets of Waikiki, 76 F.3d at 1012-15, and in Moser v. FCC, 46 F.3d 970 (9th Cir. 1995), cert. denied, 515 U.S. 1161 (1995), the court upheld a nearly blanket restriction on automated telephone solicitations. In contrast to these cases, the noncommercial group use regulation prohibits no

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medium or manner of speech or expression. The Rainbow Family, as well as all other groups, may gather for communication and : expression just as they did before, so long as they obtain the necessary permit and allow the Forest Service to carry out the congressional command to protect and preserve the national forests. "The regulation does not affect gathering in groups of less than 75 or gathering on non-National Forest System land, and if a permit is not granted, the Forest Service is required to offer an alternative time, place, or manner if one is available. 36 C.F.R. § 251.54(h)(2)." Black, at 11. The narrow nature of the regulation's restrictions demonstrates that ample alternative channels of communication remain open.

II. THE NONCOMMERCIAL USE REGULATION DOES NOT UNCONSTITUTIONALLY
DELEGATE UNBRIDLED DISCRETION TO FOREST SERVICE OFFICIALS.

A. Defendant's arguments that the noncommercial group use
regulation delegates unbridled discretion to the
permitting official lack merit.

Defendant Linick's first four contentions in support of his Motion To Dismiss is that the noncommercial group use regulation delegates unrestricted discretion to the Forest Service officials who administer the regulatory scheme to impose terms and conditions upon those wishing to use the National Forest System for expressive activity. Linick does not have standing to raise this contention; in addition, as the Black court found, he is wrong on the merits.

Linick's arguments regarding terms and conditions are hypothetical and consist of a parade of horribles about what the Forest Service might do. He can point to no burdensome term or

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condition that was actually imposed upon him (or anyone else), nor even to a term or condition that the Forest Service ever threatened to impose on him (or anyone else). The reason for the abstract nature of Linick's arguments is straightforward. Linick never applied for a permit, and the permit that the Forest Service offered to the Rainbow Family during the Arizona Gathering did not contain any onerous terms or conditions. As result, this Court has no facts before it upon which to apply relevant First Amendment law, and Linick's contentions are simply too abstract and hypothetical to make them ripe for judicial consideration. In United States v. Herrera, 548 F.2d 1137, 1148 (2d Cir. 1978) (collecting cases), the Second Circuit held, "The constitutionality of a statute is to be considered in the light of the standing of the party who seeks to raise the question and of its particular application. It is firmly established that the constitutionality of a statute may not be attacked by one whose rights are not, or are not about to be, adversely affected by the operation of the statute." Linick's rights are not, and are not about to be, adversely affected by any allegedly burdensome term or condition in a Forest Service permit. Accordingly, Linick lacks standing to attack the terms and conditions portion of the regulation.

Assuming Linick has standing, he is wrong on the merits. In Black, the plaintiffs cast the argument Linick makes here in terms of the First Amendment doctrine of prior restraint, arguing that "the regulation delegates unbridled discretion to the permitting official because it does not set standards for

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granting or denying permits, or standards for the type of terms and conditions the permit may contain. " Black, at 11. The Black court squarely rejected this argument, holding, "This Court disagrees and is of the opinion that the regulation is not an unconstitutional prior restraint." Black, at 12. Specifically, the Black court found that the "terms and conditions that the Forest Service may impose in a permit are limited to those designed to assure compliance with otherwise applicable health and safety standards; to minimize danger to water quality, fish, and wildlife, and other environmental aspects of the forest; and to protect the physical safety of all those in the National Forest System." Black, at 12.

Black was correctly decided. Defendant Linick's arguments to the contrary ignore the existence of 36 C.F.R. § 251.56(a), which the Black court summarized in the passage quoted immediately above. Any applicant for a noncommercial group use permit may challenge the terms and conditions in an A.P.A. action, allowing adjudication of any alleged unconstitutional condition in a concrete factual setting. Thus, section 251.56(a) is written as narrowly as it could be, given that the noncommercial group use regulation must apply to the entirety of the National Forest System, a system stretching from Alaska to Florida and including a variety of different types of land, wildlife, and other resources sensitive to different kinds of human activity. 6/
______________________________

6/ With one exception, all of the cases Defendant Linick cites dealt with ordinances that included no standards for the grant or

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The variation in the types of sites and areas within the National Forest System also explains 36 C.F.R. § 251.56(a)(2)(i)'s reference to "economic interests." National Forest System lands are used for such economic endeavors as logging, mining, and grazing. See 36 C.F.R. § 251.50(a). Protecting such economic activities is a part of the Forest Service's interest in the National Forest System's natural resources. See supra section I.B.

In addition, the regulatory time limit upon a proposed noncommercial group use does not violate the Constitution by vesting too much discretion in Forest Service officials. The regulation provides that the duration of a permit shall be for "no longer than the authorized officer determines to be to necessary accomplish the purpose of the authorization and [is] reasonable in light of all the circumstances . . . ´7/ 36 C.F.R. § 251.56(b). This portion of the regulation requires nothing
__________________________

denial of a permit application, as opposed to the imposition of terms and conditions in a granted permit. This distinction is important. Given the wide variety of seasonal, ecological, geographical, and physical settings governed by the regulation at issue in this case, it is simply impossible to predict what terms or conditions may be necessary to allow the Forest Service to carry out its statutory mandate. The Forest Service must have some discretion to impose terms and conditions (many of which may be unique to a particular site, season, and manner of activity) to, for instance, protect those coming into contact with Rainbow Family members returning from a gathering from another multi-state shigellosis outbreak.

The only relevant case Defendant Linick cites is Santa Fe Springs Realty v. City of Westminster, 906 F. Supp. 1341, 1366 (C.D. Cal. 1995). There, the Court adopted a limiting construction of the terms and conditions portion of an ordinance so as to save its constitutionality.

7/ The regulation goes on to list what "circumstances" are relevant.

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more than what the remainder of the regulation requires, namely, an evaluation by the Forest Service of the nature of the proposed use in light of regulatory requirements. The regulation thus allows the Forest Service to prevent monopolization of a National Forest System site by groups who no longer need it. The only alternative is to allow each group to determine for itself how long it wishes to occupy the site, a solution inconsistent with the Forest Service's duties to protect the National Forest System and to allocate space among competing users. Given the availability of judicial review of reasonableness of a permitting official's decision on this point or any other term or condition imposed in a permit, 8/ this portion of the regulation does not violate the Constitution.

B. Defendant's remaining arguments lack merit.

Defendant Linick raises other arguments. Each lacks merit.

Defendant's fifth argument is that the regulation is unconstitutional because it does not require the Forest Service to explain in writing the reasons for each of the terms and conditions imposed in a particular permit. Defendant identifies no such unexplained condition that was ever applied to him and
____________________________
.
8/ For reasons articulated above, Defendant's challenge to the rule's exhaustion requirement, 36 C.F.R. § 251.101, should be dismissed. First, Defendant lacks standing because-as he cannot allege that he sought an administrative determination in the first instance or that he attempted to go to court despite 36 C.F.R. § 101. In addition, the Supreme Court has held that administrative exhaustion requirements are valid where, as here, a statute requires such exhaustion. See Darby v. Cisneros, 509 U.S. 137 (1993); As U.S.C. § 6912(e). Finally, the regulations allow a permit holder to request a stay of a condition pending exhaustion. 36 C.F.R. § 251.91. :

 

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thus, for the reasons explained above, lacks standing to raise this point. Assuming that Defendant has standing, given especially that the regulation does require a written explanation of a decision to deny a permit, 36 C.F.R. § 251.54(h)(2), the fact that the Forest Service need not address each separate condition in writing does not render the regulatory scheme unconstitutional. The reason for most of these conditions is likely to be apparent from their face. See, e.g., State of Texas v. United States, 756 F.2d 419, 427 (5th Cir.), cert. denied, 474 U.S. 843 (1985) (stating that courts should ''uphold a decision of - -'less than ideal clarity if the agency's path may reasonably be discerned'); Bowman Transportation. Inc. v. Arkansas-Best Freight System. Inc., 419 U.S. 281, 286 (1974). In the rare case where a court cannot determine the reason the Forest Service imposed a particular condition, it may request that the agency provide an explanation. See Cronin v. USDA, 919 F.2d 439, 442 (7th Cir. 1990).

Defendant's sixth argument is that the Forest Service may not protect the National Forest System from the dangers of forest fire by requiring the holder of a permit to pay for the costs of fires its members cause. The idea that the First Amendment requires that a group be allowed to negligently cause forest fires on public land without consequence is difficult to fathom. 9/ At a minimum, the Forest Service could
________________________________

9/ Putative amicus the American Civil Liberties Union makes essentially the same argument, contending that a permit holder may cause damage to a National Forest System site at will without consequences because the First Amendment requires the taxpayers to

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constitutionally impose a condition requiring a permit holder to pay for the fire damage its members cause as means of carrying out the statutory mandate to prevent and deter forest fires.

Defendant's final argument, that the regulation is unconstitutional as applied to a group engage in a commercial use of the National Forest System, is even more abstract and hypothetical than his previous contentions. Specifically, 36 C.F.R. § 251.54(i), which Defendant attacks, applies only to "all other special uses," meaning all uses not subject to the noncommercial group use regulation. Defendant agrees that Rainbow Family gatherings are not commercial uses, see supra note 2, and the United States has never contended that Defendant violated any regulation governing commercial uses of the National Forest System. Accordingly, Defendant lacks standing to raise this argument
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foot the resulting bill. Memorandum of [Proposed] Amicus Curiae Arizona Civil Liberties Union of September 23, 1998 [hereinafter ACLU Brief], at 1-3. Unsurprisingly, neither of the cases the ACLU cites, nor any other decision, supports this proposition. Cox v. New Hampshire, 312 U.S. 569 (1941), and CFNFC v. Walsh, 774 F.2d 1515 (11th Cir. 1985), cert. denied, 475 U.S. 1120 (l986), both involved fees charged prior to an event regardless of the event's nature. In the Forest Service's regulatory scheme, a permit holder can avoid any liability whatsoever by requiring its members to be careful enough to avoid fire or other damage to the site. The acts of any "strangers" who "show up, " ACLU Brief, at 1-2, to an event such as a Rainbow Family gathering would not be imputed to the Rainbow Family because the strangers' acts would not be those of the permit holder 's.

In addition, we note that the Forest Service has never interpreted the noncommercial group use regulation as allowing the Forest Service to recover the costs associated with policing an event, end that the regulation expressly prohibits the Forest Service from considering costs associated with a "heckler's veto." 36 C.F.R. § 251.54(h)(1)(vi).

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CONCLUSION

For the foregoing reasons, this Court should deny Defendant's Motion To Dismiss.

Respectfully submitted,

JOSE de JESUS RIVERA
United States Attorney

(sgined)
SCOTT BALES
Assistant United States Attorney
4000 U.S. Courthouse
230 North First Avenue
Phoenix,. AZ 85025
AZ State Bar # 010147
ph: (602) 514-7500

Attorneys for the United States

September 29, 1998

FRANK W. HUNGER
Assistant Attorney General

THOMAS W. MILLET

(signed)
D. JAMES GREINER
United States Department of Justice
Civil Division Federal-Programs Branch
P.O. Box 883
Washington, D.C. 20044
ph: (202) 616-0673
fx: (202) 616-8202
VA Bar # 40774

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